article thumbnail

Dropping A B/D License Without Dropping Current B/D Platform

CFO News Room

I think the biggest thing that started it was when we would have our branch audits, we never had any feedback about something on the RIA side. And I got my CPA when I was at the accounting firm and started my CFA. And then when I was at the BOLI firm, I got my CFP and another level of my CFA, and then finished out my CFA.

Planning 130