EY: As AI compliance looms, CFOs are strategy ‘nerve center’
CFO Dive
JANUARY 22, 2024
Balancing innovation with compliance, CFOs are essential in creating companies’ AI strategy, EY’s Liban Jama said.
Compliance Related Topics 
CFOs with a data-savvy eye improve compliance
CFO Dive
NOVEMBER 1, 2022
Handing over the reins of compliance programs to finance executives can curb risks, according to the Institute of Management Accountants.
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SAP Compliance Management
Navigator SAP
JANUARY 1, 2023
Businesses often view compliance management with a mixture of confusion and dread due to the constant changes that occur to compliance recommendations and regulations.
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Compliance costs to surge, straining tight budgets: Accenture
CFO Dive
MAY 24, 2022
Many compliance executives lack the funding needed to contain an expanding range of risks, Accenture found in a survey.
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Everything You Need to Know About Crypto
Speaker: Ryan McInerny, CAMS, FRM, MSBA - Principal, Product Strategy
With 20% of Americans owning cryptocurrencies, speaking "fluent crypto" in the financial sector ensures you are prepared to discuss growth and risk management strategies when the topic arises.
Webinar- Optimizing Order-to-Cash to Compliance with AI
Bramasol
MARCH 15, 2024
This webinar focuses on how companies can optimize their Order-to-Cash-to-Compliance processes by combining SAP’s latest cloud-based financial solutions to enhance efficiency and drive business value.
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SEC approves final climate disclosure rule, starts compliance countdown
CFO Dive
MARCH 7, 2024
The rule passed by a 3-2 vote Wednesday morning, absent requirements for scope 3 reporting and slimmer scope 1 and scope 2 requirements.
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Businesses must prioritize GST compliance to handle tax notices, says expert
CFO News
FEBRUARY 27, 2024
Tax experts stress the urgency of prioritizing GST compliance, emphasizing prompt response to summonses and adherence to regulations amidst increasing scrutiny, while urging for simplified tax procedures.
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Compliance Calendar For A Solo RIA: Staying On Top Of Compliance Tasks While Serving Clients
Nerd's Eye View
APRIL 26, 2023
One of the most intimidating aspects of launching a solo advisory firm is the question of how to manage compliance. Creating a compliance calendar for a solo RIA can help to systematize and manage compliance tasks, requirements and deadlines. Read More.
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From Complexity to Clarity: Strategies for Effective Compliance and Security Measures
Speaker: Erika R. Bales, Esq.
When we talk about “compliance and security," most companies want to ensure that steps are being taken to protect what they value most – people, data, real or personal property, intellectual property, digital assets, or any other number of other things - and it’s more important than ever that safeguards are in place. Bales, Esq.
Crafting An Annual Compliance Calendar For A (Solo) RIA: Staying On Top Of Compliance Tasks While Serving Clients
Nerd's Eye View
APRIL 26, 2023
One of the most intimidating aspects of launching a solo advisory firm is the question of how to manage compliance. Putting all of this information together, it’s possible to create a compliance calendar that accounts for each task required, its frequency, and the due date for each.
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Whistleblower policies driving compliance at companies
CFO News
AUGUST 6, 2023
A recent survey by law firm AZB & Partners shows that companies in India are increasingly focused on compliance and ethics as they look to attract investment and quality employees. According to the survey, 74% of respondents believe that the use of whistle-blowing mechanisms is crucial for uncovering ethical issues within organizations.
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LexisNexis: APAC financial crime compliance cost in 2023 totals US$45
Future CFO
MARCH 6, 2024
The cost of financial crime compliance in the Asia-Pacific region in 2023 totaled US$45 billion, according to a study by LexisNexis Risk Solutions. This emphasises the investment needed in highly qualified compliance professionals to effectively address and fulfill stringent compliance requirements.
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Structure matters: How ITC transfers mitigate risk and maintain compliance
CFO Dive
NOVEMBER 27, 2023
The Investment Tax Credits (ITC) transfers are a powerful new tool for corporations to manage their tax liability. However, executing ITC purchases requires robust due diligence, structuring and insurance to de-risk each transaction.
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Over 40,000 compliances eliminated or simplified: Piyush Goyal
CFO News
JANUARY 26, 2024
“We have made a focused effort to reduce the compliance burden with over 40,000 different compliances across the country either being eliminated or certainly simplified,” Goyal said in an interaction with innovators and entrepreneurs.
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Companies to significantly reduce annual compliance training
Future CFO
MARCH 16, 2022
Companies are estimated to reduce annual compliance training by 50% by 2025, said Gartner recently. Many compliance leaders are dissatisfied with the effectiveness of their existing program activities,” said Chris Audet, senior director, research in the Gartner Legal, Risk & Compliance practice.
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Nonprofit Compliance Requirements
The Charity CFO
APRIL 5, 2023
In order to confidently run your organization, it’s important to have a strong understanding of nonprofit compliance requirements. In addition to the many struggles of running a business, nonprofits have additional hurdles to overcome as it relates to their mission, employment strategy, accounting, and compliance.
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A Guide To Conducting And Documenting An Annual Compliance Review Under New SEC Amendment
Nerd's Eye View
OCTOBER 11, 2023
However, this "Compliance Rule" did not technically require that the annual compliance review of policies and procedures be conducted in writing, even though advisers were required to maintain records if they did document such reviews in writing! the SEC's new marketing rule).
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Compliance management: Build a culture of compliance on your FP&A team
Cube Software
AUGUST 7, 2023
What is compliance management? Compliance management is the process of ensuring your organization operates within applicable laws, regulations, and standards.
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POV: Why CFOs can’t ignore privacy and compliance in 2023
Future CFO
SEPTEMBER 16, 2022
What are the role of Chief Financial Officers (CFO) and senior finance leaders when it comes to data privacy and compliance? CFOs today need to have a strong understanding of technology-driven issues such as information security, data management, and data privacy and compliance.
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Compliance complexities escalate with multiple stakeholders, right organisational DNA to help reduce it: CFOs
CFO News
AUGUST 22, 2023
Top CFOs of India discuss how their respective businesses manage the compliance burden, costs, etc, how they use technology to make the process efficient and less taxing, and how the right company culture can help manage the compliance load. Here's what they said:
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The real cost of non-compliance on your business
CFO News
MAY 5, 2023
With critical processes on auto-pilot, enterprises can achieve the two-fold goal of de-risking non-compliance and improving their overall finance value.
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Exclusive: Sebi may ease compliance for PE and VC funds
CFO News
MAY 28, 2023
In an email to about 20 fund officials and senior professionals, Sebi has asked them to suggest ways to lessen the compliance burden on the funds, which, many in the industry believe, has led to a regulatory overkill.
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Pregnant Workers Fairness Act (PWFA) Compliance & Implementation
VCFO
JULY 21, 2023
The Pregnant Workers Fairness Act (PWFA) – Business Compliance and Implementation Over decades, numerous local, state, and federal laws have been enacted to ensure employees are provided with sensible working conditions and protections from discrimination based on medical conditions and a range of other factors.
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Need to correct compliance burdens for businesses, reduce litigation: KV Kamath
CFO News
MAY 27, 2023
KV Kamath believes that the level of compliances and complaince burden for businesses should be reduced. The veteran banker spoke on various topics on Friday, at Ficci's CFO summit, where he also commented on India's FDI slowdown, target economic growth needed for good FDI flows, reduction in litigation and much more. Here's what he said:
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Financial crime compliance costs rise in last 12 months, LexisNexis report says
Future CFO
SEPTEMBER 27, 2023
Global financial crime compliance costs among financial institutions totalled over US$206 billion in the past 12 months, according to a LexisNexis risk solutions study. This marks the highest increase in financial crime compliances costs in the last 12 months. per month for each working-age individual in the world. in comparison.
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Compliance reporting: everything you need to know
Cube Software
MAY 30, 2023
What is compliance reporting? Compliance reporting is when an organization provides concrete evidence that its reporting practices comply with external standards or internal controls.
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GenAI can be a gamechanger for tax compliance: PwC study
CFO News
MARCH 21, 2024
With GenAI, managing complex tax compliances can become easier, the study noted. At present, there is usually a time gap between the specific regulatory requirements and readiness of an organisation to be able to correctly furnish large amounts of data at the outset.
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Tax transformation: Compliance is many firms’ greatest challenge
Future CFO
SEPTEMBER 14, 2023
When it comes to tax transformation, compliance is seen as the greatest challenge among 43% of companies surveyed by Deloitte. The post Tax transformation: Compliance is many firms’ greatest challenge appeared first on FutureCFO.
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Global minimum tax compliance to take 'significant' company resources
CFO Dive
MAY 2, 2022
Forty percent of businesses surveyed by EY have considered adding headcount, outsourcing tax department operations and investing in new technology to meet BEPS 2.0 requirements.
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Company tax bills are rising — along with compliance complexity
CFO Dive
MARCH 11, 2022
Only 18% of companies with $100M or more in annual revenue saw a drop in what they owe, a BDO survey shows. Meanwhile, tax executives are increasingly asked to explain tax impacts, but not help set company strategy.
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Compliance reduction & decriminalization of legal provisions will foster ease of doing business
CFO News
FEBRUARY 9, 2023
With compliances and penalties being eased, it will not only further enhance India’s rank but will get India a tag of being a preferred destination for foreign capital. In addition, this will reduce the burden on the already burdened judicial system to hear and award criminal punishments.
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New BIS norms to speed up electronics, IT hardware companies' compliance process
CFO News
JANUARY 15, 2024
"The voluntary adoption of parallel testing not only streamlines the compliance process for manufacturers but also significantly accelerates the go-to-market strategy compared to the traditional sequential testing methodology," Suhail Zaidi, director general of industry body MAIT said.
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Study: Compliance reporting has dropped by 30%
Future CFO
JUNE 20, 2022
The rate of compliance reporting has dropped by 30% from before the pandemic, said Gartner recently. The increase in remote and hybrid working practices has reduced the amount of misconduct and the potential to observe it, said Chris Audet, senior director, research in the Gartner Legal, Risk & Compliance practice. .
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Integrating DSE Order-to-Cash with Built-in RevRec Compliance
Bramasol
JANUARY 16, 2022
This latest installment in our ongoing DSE blog series takes a step back with a holistic look at the entire order-to-cash process and explores how revenue accounting compliance can seamlessly integrate with DSE. Compliance with ASC 606 / IFRS 15 requires separate cumbersome processes. How to Get Started?
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Operational and Compliance Considerations for 2022
Focus CFO
NOVEMBER 23, 2021
Operational and Compliance Considerations for 2022. Concluding our series for healthcare services companies, I highlight some operational and compliance considerations. The post Operational and Compliance Considerations for 2022 appeared first on FocusCFO. By Brian Ford. Steps to Take Now Heading Into 2022 (Article 4 of 4).
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Merchants Solving For Data Compliance
PYMNTS
JULY 2, 2020
Solving for data compliance while reinventing with new digital tools is just one of the key themes found in the June 2020 Merchants Guide To Navigating Global Payments Regulations. Contactless, Meet Compliance. “Complying with a fragmented regulatory landscape has led to frustration among SMBs in the EU, the U.K. and the U.S.,
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Ease of GST compliance: Still a distant dream
CFO News
FEBRUARY 5, 2023
GST compliances which were envisaged to be easier and less complex, have turned out to be a compliance nightmare with multiple and frequent changes in the tax returns and reporting requirements.
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E-way bills hit record 10 cr on festive demand, compliance
CFO News
NOVEMBER 7, 2023
E-way bill generation in India reached a record high of over 10 crore in October, driven by robust festive demand and increased compliance. Both intra-state and inter-state bill generation recorded growth during the month, with inter-state trade growing at a faster pace.
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‘New era’ for compliance takes shape
Private Funds CFO
FEBRUARY 14, 2022
A lot of smaller and mid-market funds have no idea what’s about to happen – and even when it happens, they still may not have any idea,' expert worries.
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Limelight Achieves Soc 2 Compliance
Lime Light
MAY 5, 2022
TORONTO, ONTARIO, CANADA – Limelight Software, a leader in the Cloud FP&A space, is pleased to announce that it has recently completed the full SOC 2 (Service Organization Control) compliance audit administered by the Prescient Assurance organization.
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Sebi to ease compliance burden for passive funds
CFO News
MAY 26, 2023
"By easing the compliance burden, Sebi aims to foster the growth of passive investments in the Indian mutual fund industry," Sebi whole-time member Ananta Barua said while speaking at the mutual fund summit organised by industry body Assocham in the national capital.
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ION announces Compliance SaaS solution
Reval
JULY 19, 2022
The post ION announces Compliance SaaS solution appeared first on ION. LONDON – 19 June 2022: ION Markets, a global provider of trading platforms, analytics, and risk management solutions for capital.
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What is SOX Compliance in Pharma?
Navigator SAP
APRIL 27, 2022
Automation of key business processes in the life science industry has profound benefits. SAP ERP is one such tool that allows companies in the life science industry to do just that.
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