Nerd's Eye View

APRIL 26, 2023

One of the most intimidating aspects of launching a solo advisory firm is the question of how to manage compliance. Creating a compliance calendar for a solo RIA can help to systematize and manage compliance tasks, requirements and deadlines. Read More.

Compliance 87

Compliance Invoicing Accounting Securities 87

Future CFO

SEPTEMBER 27, 2023

Global financial crime compliance costs among financial institutions totalled over US$206 billion in the past 12 months, according to a LexisNexis risk solutions study. This marks the highest increase in financial crime compliances costs in the last 12 months. per month for each working-age individual in the world. in comparison.

Compliance 52

Compliance Leverage Investments Technology 52

Mckinsey and Company

MAY 20, 2022

Geopolitical strife and digital assets are among the new risks compliance organizations must fight. Emerging technologies can help.

Compliance 245

Compliance Technology Risk Management 245

Nerd's Eye View

APRIL 26, 2023

One of the most intimidating aspects of launching a solo advisory firm is the question of how to manage compliance. Putting all of this information together, it’s possible to create a compliance calendar that accounts for each task required, its frequency, and the due date for each.

Compliance 89

Compliance Invoicing Accounting Securities 89

CFO News

AUGUST 22, 2023

Top CFOs of India discuss how their respective businesses manage the compliance burden, costs, etc, how they use technology to make the process efficient and less taxing, and how the right company culture can help manage the compliance load. Here's what they said:

Compliance 98

Compliance Technology 98

Cube Software

AUGUST 7, 2023

What is compliance management? Compliance management is the process of ensuring your organization operates within applicable laws, regulations, and standards.

Compliance 52

Compliance Planning 52

VCFO

JULY 21, 2023

The Pregnant Workers Fairness Act (PWFA) – Business Compliance and Implementation Over decades, numerous local, state, and federal laws have been enacted to ensure employees are provided with sensible working conditions and protections from discrimination based on medical conditions and a range of other factors.

Compliance 85

Compliance Communication 85

CFO News Room

NOVEMBER 30, 2022

And yet, despite the prominent role of taxes in financial planning, advisors are often prohibited by their compliance departments from making recommendations for a specific course of action on a certain tax strategy. Avoiding Compliance And Liability Issues When Giving Tax Advice.

Tax Planning 130

Tax Planning Compliance Planning Accounting 130

The Charity CFO

APRIL 5, 2023

In order to confidently run your organization, it’s important to have a strong understanding of nonprofit compliance requirements. In addition to the many struggles of running a business, nonprofits have additional hurdles to overcome as it relates to their mission, employment strategy, accounting, and compliance.

Compliance 52

Compliance Nonprofit Auditing CFO 52

Future CFO

MARCH 16, 2022

Companies are estimated to reduce annual compliance training by 50% by 2025, said Gartner recently. Many compliance leaders are dissatisfied with the effectiveness of their existing program activities,” said Chris Audet, senior director, research in the Gartner Legal, Risk & Compliance practice.

Compliance 98

Compliance Budgeting Leverage Marketing 98

CFO News

MAY 28, 2023

In an email to about 20 fund officials and senior professionals, Sebi has asked them to suggest ways to lessen the compliance burden on the funds, which, many in the industry believe, has led to a regulatory overkill.

Compliance 98

Compliance 98

CFO News

MAY 5, 2023

With critical processes on auto-pilot, enterprises can achieve the two-fold goal of de-risking non-compliance and improving their overall finance value.

Compliance 98

Compliance Finance 98

Future CFO

SEPTEMBER 14, 2023

When it comes to tax transformation, compliance is seen as the greatest challenge among 43% of companies surveyed by Deloitte. The post Tax transformation: Compliance is many firms’ greatest challenge appeared first on FutureCFO.

Compliance 52

Compliance Finance Technology Investments 52

https://trustedcfosolutions.com/feed/

AUGUST 12, 2022

At its core, SOX compliance helps to ensure the accuracy of a company’s financial statements and protects the business from fraud, cyber-attacks, lawsuits, and more. The post Sage Intacct For SOX Compliance appeared first on. This means no single user can initiate and approve a transaction.

Compliance 109

Compliance Reconciliations Securities Banking 109

Future CFO

SEPTEMBER 16, 2022

What are the role of Chief Financial Officers (CFO) and senior finance leaders when it comes to data privacy and compliance? CFOs today need to have a strong understanding of technology-driven issues such as information security, data management, and data privacy and compliance.

Compliance 98

Compliance CFO Finance Securities 98

CFO News

MAY 27, 2023

KV Kamath believes that the level of compliances and complaince burden for businesses should be reduced. The veteran banker spoke on various topics on Friday, at Ficci's CFO summit, where he also commented on India's FDI slowdown, target economic growth needed for good FDI flows, reduction in litigation and much more. Here's what he said:

Compliance 97

Compliance CFO Economics 97

CFO News Room

NOVEMBER 2, 2022

Chris Stanley is the Founding Principal of Beach Street Legal LLC, a law practice and compliance consultancy whose sole purpose is to help entrepreneurial investment advisers and financial planners succeed. Compliance policies and procedures manual. The adviser discloses its compliance with these conditions in its Brochure.

Compliance 130

Compliance Investments Securities GAAP 130

Cube Software

MAY 30, 2023

What is compliance reporting? Compliance reporting is when an organization provides concrete evidence that its reporting practices comply with external standards or internal controls.

Compliance 52

Compliance 52

Bramasol

JANUARY 27, 2023

Effective lease management must go beyond a one-time compliance perspective by enabling both ongoing management of lease changes and seamless integration with associated finance processes. CLM can either be integrated with third-party leasing or legacy applications or can be used to create a complete leasing solution in SAP S/4HANA.

Compliance 81

Compliance IFRS SAP Accounting Standards 81

CFO News

FEBRUARY 9, 2023

With compliances and penalties being eased, it will not only further enhance India’s rank but will get India a tag of being a preferred destination for foreign capital. In addition, this will reduce the burden on the already burdened judicial system to hear and award criminal punishments.

Compliance 98

Compliance 98

CFO News

MAY 26, 2023

"By easing the compliance burden, Sebi aims to foster the growth of passive investments in the Indian mutual fund industry," Sebi whole-time member Ananta Barua said while speaking at the mutual fund summit organised by industry body Assocham in the national capital.

Compliance 52

Compliance Investments 52

CFO Dive

SEPTEMBER 6, 2023

Transformation is a key way for CFOs to cut costs and boost profit, but finance chiefs need to keep compliance front and center, Deloitte’s Isa Farhat advises.

Compliance 310

Compliance Finance 310

CFO News

FEBRUARY 5, 2023

GST compliances which were envisaged to be easier and less complex, have turned out to be a compliance nightmare with multiple and frequent changes in the tax returns and reporting requirements.

Compliance 52

Compliance 52

Future CFO

JUNE 20, 2022

The rate of compliance reporting has dropped by 30% from before the pandemic, said Gartner recently. The increase in remote and hybrid working practices has reduced the amount of misconduct and the potential to observe it, said Chris Audet, senior director, research in the Gartner Legal, Risk & Compliance practice. .

Compliance 52

Compliance Entertainment Auditing 52

Cube Software

AUGUST 7, 2023

What is compliance management? Compliance management programs check a company’s adherence to internal and external regulations. Business regulation is a growing concern for companies of every size and industry. This includes internal controls, applicable laws, tax and finance regulations, and relevant industry standards.

Compliance 40

Compliance Finance Financial Reporting 40

CFO News

MARCH 24, 2023

GST law in India is complex and to an extent ambiguous, and we have seen that businesses have suffered due to lapses made in assessment and other compliances.

Compliance 52

Compliance Auditing 52

Focus CFO

NOVEMBER 23, 2021

Operational and Compliance Considerations for 2022. Concluding our series for healthcare services companies, I highlight some operational and compliance considerations. The post Operational and Compliance Considerations for 2022 appeared first on FocusCFO. By Brian Ford. Steps to Take Now Heading Into 2022 (Article 4 of 4).

Compliance 80

Compliance Healthcare Budgeting Securities 80

Bramasol

JANUARY 16, 2022

This latest installment in our ongoing DSE blog series takes a step back with a holistic look at the entire order-to-cash process and explores how revenue accounting compliance can seamlessly integrate with DSE. Compliance with ASC 606 / IFRS 15 requires separate cumbersome processes. How to Get Started?

Compliance 84

Compliance IFRS SAP Invoicing 84

Lime Light

MAY 5, 2022

TORONTO, ONTARIO, CANADA – Limelight Software, a leader in the Cloud FP&A space, is pleased to announce that it has recently completed the full SOC 2 (Service Organization Control) compliance audit administered by the Prescient Assurance organization.

Compliance 52

Compliance Auditing Securities Accounting 52

CFO News

FEBRUARY 19, 2023

Companies across the banking, financial services and insurance, and fintech sectors are ramping up their risk and compliance functions with senior-level hiring to guide them through a dynamic regulatory environment.

Compliance 97

Compliance Banking 97

Reval

JULY 19, 2022

The post ION announces Compliance SaaS solution appeared first on ION. LONDON – 19 June 2022: ION Markets, a global provider of trading platforms, analytics, and risk management solutions for capital.

Compliance 52

Compliance Risk Management Marketing 52

CFO Dive

MAY 2, 2022

Forty percent of businesses surveyed by EY have considered adding headcount, outsourcing tax department operations and investing in new technology to meet BEPS 2.0 requirements.

Compliance 217

Compliance Investments Technology 217

CFO Dive

MARCH 11, 2022

Only 18% of companies with $100M or more in annual revenue saw a drop in what they owe, a BDO survey shows. Meanwhile, tax executives are increasingly asked to explain tax impacts, but not help set company strategy.

Compliance 226

Compliance 226

PYMNTS

JULY 2, 2020

Solving for data compliance while reinventing with new digital tools is just one of the key themes found in the June 2020 Merchants Guide To Navigating Global Payments Regulations. Contactless, Meet Compliance. “Complying with a fragmented regulatory landscape has led to frustration among SMBs in the EU, the U.K. and the U.S.,

Compliance 89

Compliance eCommerce Banking Securities 89

PYMNTS

DECEMBER 10, 2020

As the world becomes increasingly digitized and more consumers embrace the speed and convenience of contactless purchases, Jim McCarthy , president of payment technology and innovation firm i2c , said banks have been left behind and should focus on what they do best — compliance. On the other hand, what they’re very good at is compliance.”.

Compliance 104

Compliance Banking Profit and Loss eCommerce 104

CFO News

DECEMBER 11, 2022

Companies across the banking, financial services and insurance, and fintech sectors are ramping up their risk and compliance functions with senior-level hiring to guide them through a dynamic regulatory environment.

Compliance 98

Compliance Banking 98