FPA’s 2 About-Faces On Financial Planner Title Protection
CFO News Room
DECEMBER 19, 2022
But a lawsuit to block the rule ultimately led to it (and the associated Title Protection for “financial planner”) being vacated… by the FPA. Except in practice, there are many important functions that broker-dealers fulfill that truly are not fiduciary or advice-oriented, such that a uniform standard just isn’t feasible.
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