Dropping A B/D License Without Dropping Current B/D Platform
CFO News Room
NOVEMBER 15, 2022
And the reason that I liked that one, because I’ve sold very few VAs in my career, but I could do the math on how that rider worked on a piece of legal paper and my calculator. He had given his FINRA licenses up before he joined our firm. Our compliance consultant, she’s one of my favorites.
130 
Let's personalize your content