Barry Ritholtz
APRIL 25, 2023
Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.
Barry Ritholtz
DECEMBER 14, 2022
RITHOLTZ: Are we going to get a red flag from a compliance, or is that an official statement we could use? Because going back to our thematic investing, our portfolio is 80 percent concentrated in warehouses, rental housing, lab office space and hospitality asset. RITHOLTZ: 16 percent annually, net of fee? Cambridge U.K.,
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