Compliance, Hurdle Rate and Treasury - Corporate Finance Brief

Restructuring Compensation And Roles To Align For Growth

CFO News Room

NOVEMBER 8, 2022

I’ve told her, “Hey, I need you to make visuals of these workflows and really walk through it with advisors and CSAs and associate advisors so that we’re not missing anything from compliance, we’re giving the client experience that we want to be giving.” Did things change significantly since we updated the plan?,”

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Transcript: Corey Hoffstein on Return Stacking

Barry Ritholtz

NOVEMBER 25, 2024

You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. So you’ve got, you’ve got a modeling hurdle rate that you need to figure out when you’re adding diversifiers. 00:09:23 [Speaker Changed] Just a routine exam.

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Corporate Finance Brief

Restructuring Compensation And Roles To Align For Growth

Transcript: Corey Hoffstein on Return Stacking

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