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Under Armour Defends Reputation Amid Investigations

PYMNTS

1, said that while the report questions the retail apparel company’s integrity, Under Armour is unaffected and deserves more respect. Under Armour has been under investigation by the Department of Justice and the Securities and Exchange Commission, and the company said it has been cooperating with the probe since July 2017.

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How Compliance Rules Vary For State- Vs SEC-Registered RIAs

CFO News Room

In the United States, Registered Investment Advisers (RIAs) are required to register in one of 2 ways: with the Federal government (namely the SEC) or with one (or more) state securities regulatory agencies. Author: Chris Stanley. Guest Contributor. The Brochure Supplement – Form ADV Part 2B.