PYMNTS

NOVEMBER 22, 2019

Richard Ashton, deputy general counsel for litigation, enforcement and system matters, said at a conference that the Federal Reserve is mulling an audit of the governance structures and compliance policies of tech firms. The probe would concentrate on tech firms that provide financial institutions (FIs) with data storage.

Concentration 40

Concentration Auditing Healthcare eCommerce 40

CFO Leadership

AUGUST 12, 2021

Her consulting experience included audit and risk advisory services, project management, business process improvement and information technology, primarily serving financial institutions. Kim Ngyuen came to the US from Vietnam to further her education and obtained her MBA with a concentration in Accounting at Albertus Magnus College.

Leadership 98

Leadership CFO Financial Planning and Analysis (FP&A) Finance 98

PYMNTS

APRIL 24, 2017

It’s that “humility” that’s driven MoneyGram to focus their efforts acutely on “defense and depth,” a series of concentric rings with MoneyGram at the center, McGurk said. We have third parties and internal audits that are performed against various security processes each year. It still requires CFIUS and DOJ approval.).

Securities 46

Securities Compliance Concentration Auditing 46

Boston Startup CFO

OCTOBER 29, 2012

Accountant: If your financial status doesn’t warrant hiring a CFO, you still need financial support; at the very least, you’ll need help with your day-to-day accounting and regulatory compliance. When you outsource necessary functions on an as-needed basis, you can concentrate your internal team efforts where they are most needed: growth.

Startups 52

Startups Mergers and Acquisitions (M&A) CFO GAAP 52

CFO Talks

FEBRUARY 20, 2024

An experienced CFO with a strong ack record in financial leadership and strategic planning, skilled in financial analysis, risk management, compliance , and financial reporting, a nd excels in team management and fostering a collaborative environment. So, it’s all driven auditing and I get it and I understand it and I’m for it.

CFO 52

CFO Leadership Accounting Finance 52

CFO News Room

NOVEMBER 22, 2022

And that was very hard to do because when you’re running a Fortune 100 company, the compliance is to the lowest common denominator. But the whole point of this is…but the overwhelming majority of your revenue came along because in practice, the advisory revenue was very concentrated in a small subset of the high-volume clients.

Planning 130

Planning Communication Profit and Loss Education 130

Barry Ritholtz

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Mergers and Acquisitions (M&A) 60

Mergers and Acquisitions (M&A) Compliance Investments Finance 60