Remove our-people richard-steele
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Dropping A B/D License Without Dropping Current B/D Platform

CFO News Room

Get notified of the latest episodes (and all our research as it’s released!) Check out our FAS resource page ! And all this fear of, what happens if we drop our FINRA licenses because there’s so much change that happens if you do leave a broker-dealer and fully transition to the RIA channel. Or, where’s this?

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Transcript: Benjamin Clymer & Jeffery Fowler, Hodinkee

Barry Ritholtz

You can stream and download our full conversation, including any podcast extras, on iTunes , Spotify , Stitcher , Google , YouTube , and Bloomberg. All of our earlier podcasts on your favorite pod hosts can be found here. ~~~ ANNOUNCER: This is Masters in Business with Barry Ritholtz on Bloomberg Radio. How do you hire people?

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