Nerd's Eye View
OCTOBER 27, 2023
Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that the shift in financial advice from pure investment management to comprehensive financial planning continues, with more individuals becoming CFP professionals than CFAs in the past few years as consumers increasing the diversity (..)
Nerd's Eye View
FEBRUARY 24, 2023
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that the SEC’s proposed “Safeguarding Rule” would significantly increase the number of investment advisers deemed to have custody of client assets and increase paperwork requirements for advisers (..)
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The CFO College
APRIL 8, 2021
Investing time and money every month into expanding your “VIP” could increase your revenue, especially if you commit to doing something to work on these three areas for one hour a day. Invest a little time every day and eventually you’ll start to see peers and clients looking to you as a viable leader.
CFO News Room
DECEMBER 30, 2022
Why it is important for advisory firms to conduct an audit of their tech stack and the steps they can take to conduct the exercise. We wrap up with three final articles, all about self-improvement: Why working to change their mindsets might be the activity that provides the greatest return-on-investment for advisors.
Barry Ritholtz
OCTOBER 19, 2022
That group provides investment services, education and research to more than a thousand financial advisory firms, representing more than $3 trillion in assets. People may not even really understood that they own the company, you know, by investing in the funds in the company. They’ll do tax planning, right?
CFO News Room
NOVEMBER 15, 2022
I think the biggest thing that started it was when we would have our branch audits, we never had any feedback about something on the RIA side. And then in July 1 of this year, we launched our own registered investment advisor. Why Stacey Decided To Drop Her Broker-Dealer License [05:41]. Stacey: It’s an interesting story.
CFO News Room
NOVEMBER 22, 2022
The compensation, ultimately, was dependent on a mix of products, and then the investment revenue coming in. And most people have very underserved in a risk management perspective, so you can place the right insurance products along with investments and get a whole financial plan going. The culture was very product driven.
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