PYMNTS

JUNE 13, 2016

But the firm walked back that information a bit this past week, when, in a Wednesday (June 8) regulatory filing, Lending Club revised its loan data lower, with a stated jump to $65 million being revised to $21 million, in turn a decline from the previous $22 million tally seen in the week before. million.

Sales 40

Sales Numbers Finance 40

CFO News Room

NOVEMBER 1, 2022

Michael: So, if they’re in Mint or something similar, send us the CSV export from your Mint file? It’s this monster file that we keep adding on to. Michael: So just literally, client’s got an expenditure from such and such restaurant, you tag that as, that’s a restaurants thing. Mindy: Right. Mindy: Yeah.

Planning 130

Planning Investments Accounting Math 130

PYMNTS

JULY 12, 2017

billion price tag. In a statement, Ant Financial said, “We are not commenting on the CFIUS process, but we are continuing to work with the various regulatory agencies and remain focused on closing the transaction by the end of the year.”. That compares with a total tally for 2013 of fewer than 100 transactions.

Securities 40

Securities Investments 40

Barry Ritholtz

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. How did you come across the synergy of combining a law firm with a consultancy that specialized in compliance and regulatory supervision? I’m going to use a dirty word now.

Mergers and Acquisitions (M&A) 61

Mergers and Acquisitions (M&A) Compliance Investments Finance 61

Barry Ritholtz

NOVEMBER 15, 2022

And we literally talk about during the show, I got a tag to present to the SEC, about their new single stock product. NADIG: It’s regulatory. But what I fear is going to happen is because the block is now regulatory, we’re going to end up in the world’s biggest regulatory arbitrage race. RITHOLTZ: Yeah.

Finance 108

Finance Investments Math Marketing 108

Barry Ritholtz

OCTOBER 3, 2023

I, I think the most interesting document that I pull up from time to time is the SS one from the public filing of Goldman Sachs, which was in the, in the late nineties. If you look at the, if you look at the filing and you look at the size of the company and the revenue, the entire yearly revenue numbers would be a bad quarter right?

Marketing 108

Marketing Treasury Banking Profit and Loss 108