CFO News Room
NOVEMBER 30, 2022
And the consequences for incorrect tax advice can include legal and financial penalties if a client were to be harmed by the wrong advice – which is often not covered by the firm’s E&O insurance –creating an expensive liability when tax advice goes wrong. Affects how much can be saved to pre- and after-tax accounts !
Nerd's Eye View
MAY 12, 2023
Also in industry news this week: Why industry groups representing investment advisers and others have blasted an SEC proposal that would significantly expand its Custody Rule A new study suggests that organic client growth and profit margins are the key factors driving RIA valuations, with the firm’s affiliation model having little to no impact (..)
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CFO News Room
DECEMBER 23, 2022
While RIA M&A activity has been red hot during the past couple of years, a survey suggests that advisors are expecting lower valuations in 2023. Also related to Roth accounts, the legislation would align the rules for employer-retirement-plan-based Roth accounts (e.g., Further, SECURE 2.0 Altogether, SECURE 2.0
CFO News Room
DECEMBER 17, 2022
tax planning or deeper retirement planning ) can be a way to increase client satisfaction and encourage them to be vocal advocates for the firm. In 2021, elevated equity valuations and relatively low bond yields led the researchers to suggest 3.3% But many firms will find that their client referral rates are flat.
CFO News Room
NOVEMBER 8, 2022
But we want it on the calendar so that we keep clients and ourselves accountable so that we make sure that those meetings actually do happen. And the four pillars are the financial plan, risk management, so just checking all their what-if scenarios that something…a husband dies, wife dies, long-term care, disability.
Musings on Markets
MAY 11, 2021
In the United States, the discussion of what individuals pay as taxes on their investment income is complicated by where that investment income originates. That effect is often missed by analysts because it is not explicitly part of the valuation of publicly traded companies, but it implicitly plays a role, and perhaps even a key one.
Barry Ritholtz
AUGUST 15, 2023
It’s part of their own tax planning. In 1998, you asked famed value investor Michael Price what he learned from investing in Sunbeam Corporation, which was run by Chainsaw Al Dunlap and was just rife with accounting fraud. What’s the valuation? Unless they have their own foundation. Let Bill worry about it.
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