Remove Communication Remove Concentration Remove Retail Remove Securities
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Can FinTech Walk The FinTalk?

PYMNTS

Today, corporate public relations and communication teams go to great lengths to find any angle to connect what they’re doing to the blockchain so that they, too, can ride its publicity draft. Most of that spend will be concentrated in the U.S., In short, there seems to be, literally, nothing the blockchain cannot do. trillion in 2021.

Banking 73
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The Latest In Financial #AdvisorTech (December 2022)

CFO News Room

After all, in a world where prospecting was almost entirely a function of networking and establishing relationships with Centers Of Influence who could refer the advisor, almost by definition the advisor’s marketing efforts would concentrate on the local market where they could engage in such in-person relationship-building.

Planning 130
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PODCAST: Has Mobile Flattened The Payments World?

PYMNTS

With those phones, customers are completing an ever-increasing series of activities: communicating (of course), but also shopping, banking and paying. They are as secure as a chip-and-PIN card in terms of protecting customer data by being nearly impossible to clone, but they are that much easier to use.

Banking 75
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Transcript: Liz Hoffman

Barry Ritholtz

I was hired to cover, I think, securities litigation or insurance regulation, something like truly technical and awful. RITHOLTZ: Retail just is nothing at all. hey, there’s no retail, order online. Wait, you’re selling video games in retail shops in malls? ” And trying to see retail reassert themselves.

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Transcript: Ken Kencel

Barry Ritholtz

In their case, it was called Chase Securities, it’s now JPMorgan Securities. KENCEL: — and the ability of banks to consolidate and form their own investment banking and their own securities businesses led banks to effectively was a higher margin business, right? You said no restaurants, no retail, no oil and gas.

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Transcript: Brian Hamburger

Barry Ritholtz

RITHOLTZ: The Bureau of Business Prevention is how the retail brokers used to describe compliance. So clearly you see the overlap between being an attorney, understanding the intricacies of securities law. Now you may say, Barry, well, how is this a private securities transaction? RITHOLTZ: Right. HAMBURGER: Exactly.

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Weekend Reading For Financial Planners (Nov 5-6) 2022

CFO News Room

Pundits continue to expect “SECURE 2.0” Among other restrictions in the proposal, only one broker would be permitted to work at each RSL, the broker would not be allowed to meet with clients or handle securities or funds at the location, and the broker would be required to use the parent firm’s electronic communication system.