CFO News Room

NOVEMBER 5, 2022

Pundits continue to expect “SECURE 2.0” Among other restrictions in the proposal, only one broker would be permitted to work at each RSL, the broker would not be allowed to meet with clients or handle securities or funds at the location, and the broker would be required to use the parent firm’s electronic communication system.

Mergers and Acquisitions (M&A) 130

Mergers and Acquisitions (M&A) Profit and Loss Investments Valuation 130

Future CFO

AUGUST 7, 2023

Gartner predicts the concentration of pretrained AI models among 1% of AI vendors by 2025 will make responsible AI a societal concern. Solutions such as AI-specific data management, synthetic data and data labelling technologies, aim to solve many data challenges, including accessibility, volume, privacy, security, complexity and scope.

Concentration 52

Concentration Data Analysis Compliance Investments 52

Future CFO

FEBRUARY 13, 2023

ICTSI) as senior vice president, chief financial officer and compliance officer says the company’s digitisation agenda was fast-tracked considering state lockdowns during the pandemic. “We We onboarded with Docusign to facilitate more secure digital signatures for transactional and legal documents.

Treasury 98

Treasury Cash Management Restructuring Accounts Payable 98

The Finance Weekly

APRIL 25, 2022

In this environment, CFOs should be alert to strategies such as paying a premium to become a preferred customer and securing the supply of certain products with high margins (and thus relatively low production quantity). That puts the onus on the CFO to manage treasury risks and closely monitor the company’s international contracts.

Finance 107

Finance Forecasting Treasury Concentration 107

CFO News Room

NOVEMBER 8, 2022

Admittedly, it is a good first step in bringing attention to issues of data security and creating a uniform law enabling consistency among all EU members. For instance, these policies leave governments exempt from compliance. However, as de La Lama says , “the GDPR isn’t the end game, but really just the start.” Ethan Yang.

Prioritization 130

Prioritization Economics Concentration Compliance 130

PYMNTS

DECEMBER 8, 2019

Last month , ongoing security concerns prompted the Federal Reserve to further scrutinize Big Tech firms that serve the banking industry. The Fed is considering an audit of Big Tech firms’ compliance policies and governance structures. The probe would concentrate on tech firms that provide data storage to financial institutions.

Financial Data 52

Financial Data Concentration Auditing Leverage 52

CFO Talks

MARCH 20, 2024

It involves trusting your team, delegating effectively, and concentrating on strategic financial planning. Accounting Responsibilities: Both the CFO and Controller collaborate on overseeing the annual audit, ensuring thoroughness and compliance. It’s about leading, not just managing.

CFO 52

CFO Accounts Payable Financial Analysis Auditing 52

PYMNTS

SEPTEMBER 10, 2018

GDPR compliance has yet to be fully embraced by firms on a global scale, yet headlines from this past week show just what the repercussions might be against a new regulatory landscape. software firm that focuses on GDPR compliance , told the newswire that “at some point, a line needs to be drawn, and this might be the best time to do it.”.

Compliance 46

Compliance Concentration Securities Banking 46

The Finance Weekly

FEBRUARY 22, 2023

While this may not be a full-time role in the early growth stages, it does necessitate self-discipline, concentration, and dedication. Hence, the CFO must be able to , narrate the financial story that complements the company's vision, strategy, and product offerings to secure and retain investors.

Startups 52

Startups Finance CFO Forecasting 52

PYMNTS

JULY 26, 2017

As outlined in the report, however, the OCC again identifies issues related to strategic, credit, operational and compliance risks as top concerns.”. The OCC is urging corporate banking firms to upgrade security software and hardware, enhance authentication measures and deploy greater management of privileged user access. Compliance.

Banking 46

Banking Compliance Currencies Concentration 46

PYMNTS

NOVEMBER 22, 2019

In today’s top payments news, ongoing security concerns have caused the Federal Reserve to take a closer look at the Big Tech firms that serve the banking industry. Security Concerns Prompt Fed To Strengthen Big Tech Oversight. The probe would concentrate on tech firms that provide financial institutions (FIs) with data storage.

Concentration 40

Concentration Auditing Healthcare eCommerce 40

The Finance Weekly

OCTOBER 13, 2021

Concentrate on particular areas of improvement. After you've documented and comprehended the extended financial closing process, you may concentrate on identifying the areas that require immediate attention. Secure a quick win. When it comes to something as vital as risk management, though, best practices must be followed: 1.

Mergers and Acquisitions (M&A) 52

Mergers and Acquisitions (M&A) Economics Risk Management Reconciliations 52

The Finance Weekly

AUGUST 27, 2023

Encompassing tasks such as analyzing financial data, creating budgets and forecasts, managing accounting processes, and ensuring tax adherence and regulatory compliance, these advanced solutions empower finance teams to concentrate on strategic decision-making and higher-value tasks. What is Datarails’, FP&A Genius?

Financial Planning and Analysis (FP&A) 52

Financial Planning and Analysis (FP&A) Planning Forecasting Budgeting 52

Barry Ritholtz

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Mergers and Acquisitions (M&A) 61

Mergers and Acquisitions (M&A) Compliance Investments Finance 61

CFO News Room

DECEMBER 26, 2022

stocks (which have a lengthy track record of outperforming inflation over long time horizons) and Treasury Inflation-Protected Securities (TIPS). The first of these questions asks clients to dream about their future and freedom, brainstorming how they would live their life if they were financially secure.

Planning 130

Planning Benchmarking Profit and Loss Communication 130

PYMNTS

JULY 10, 2018

“We’re seeing very concentrated interest and investment opportunities here [in Australia] in how to digitize and innovate the corporate banking area,” McCann said. According to McCann, that means Australian FIs have been forced to spend time and resources on compliance efforts instead of product innovation.

Banking 42

Banking Concentration Compliance Finance 42

CFO News Room

DECEMBER 12, 2022

December 5: • California data point (1): 1/ SARS-CoV-2 concentrations are skyrocketing in wastewater across California. Campus bivalent vaccine compliance is only 22%. What, we’re not worried about the organs of state security enforcing “the rules-based domestic order”? I would bet that speckling of red in Utah is sky country.

Concentration 130

Concentration Accounting Numbers Healthcare 130

PYMNTS

SEPTEMBER 9, 2016

With the Same Day ACH rollout coming in just two weeks and other faster payments initiatives taking off, financial institutions are taking significant steps to ensure the transition to a faster processing environment, including improving their payment security platforms to keep fraudsters at bay. Security is especially important with emails.

Concentration 40

Concentration Securities Banking Compliance 40

CFO News Room

NOVEMBER 29, 2022

Or how do we work around a concentrated stock position, right? So, compliance requires us to keep our financial-planning practice and our estate-planning practice separate. So, it’s still separate and compliance does not allow us to cover estate-planning fees. This is part of the advisory firm? Anh: Right. ” Right?

Leverage 130

Leverage Planning Concentration Tax Planning 130

Future CFO

MARCH 7, 2021

I always promote flexible work arrangements especially for moms with young kids so that they could reduce stress, having a peaceful mind and an easier time to concentrate when working and deliver the best. To support women in the workplace, I am a strong advocate for working from home.

Finance 52

Finance SAP Leadership CFO 52

PYMNTS

MAY 15, 2017

At the same time, experts urge businesses to invest in stronger security controls to protect against the growing threat of cybercrime — clearly sound advice. Since more than 80 percent of transaction activity is concentrated in Chinese exchanges, that is likely to change that picture quite significantly. Back here in the U.S. —

Math 62

Math Currencies Startups Concentration 62

CFO News Room

NOVEMBER 8, 2022

I’ve told her, “Hey, I need you to make visuals of these workflows and really walk through it with advisors and CSAs and associate advisors so that we’re not missing anything from compliance, we’re giving the client experience that we want to be giving.” And then we have the 0% cap.

Restructuring 130

Restructuring Planning Marketing Accounting 130

PYMNTS

AUGUST 22, 2016

It’s not the safest thing to do, nor is it the most financially sophisticated, but it makes some people feel secure. Its infrastructure is highly concentrated in China – 70 percent of all mining capacity is located there and controlled by four mining companies in China. It’s unregulated. That sounds safe, doesn’t it?

Currencies 41

Currencies Banking Accounting Budgeting 41

Barry Ritholtz

DECEMBER 6, 2022

And we were very lucky because we were able to secure this ticker, RATE, which is definitely a very young product. But when you factor in, you know, legal costs, compliance, portfolio management, trading, there is a lot that goes into launching an ETF. So we take a more tactical, an active manager approach to that particular product.

Investments 61

Investments Marketing Numbers Risk Management 61

Barry Ritholtz

AUGUST 15, 2023

Let me say what your compliance wouldn’t allow you to say. SEIDES: No, you’re right about the securities. SEIDES: It wasn’t a question of security prices going down, it’s a question of like, can you transact? It’s much more about security selection and a relatively static portfolio construction.

Benchmarking 52

Benchmarking Investments Marketing Treasury 52