CFO News

JUNE 25, 2025

India's market regulator, SEBI, is tightening oversight on trading members following violation discoveries during regulatory inspections. Non-compliance with SEBI's directives will attract escalating penalties, potentially leading to a ban on new clients and trading terminal shutdowns.

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Compliance Marketing 40

CFO Dive

MARCH 24, 2025

Getting the balance between agility and compliance right is crucial for the fintech as it looks to continue its expansion into key markets like the U.S., Revolut CFO Max Lapin said.

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CFO Compliance Marketing 253

Future CFO

DECEMBER 29, 2024

Evolving role Historically, CFOs were the stewards of financial reporting and compliance. However, the increasing complexity of global markets and the pace of technological change have redefined this role. Arellano-Geronimo emphasises the importance of maintaining a balance between innovation and compliance.

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Finance Compliance Data Analysis Leadership 98

Bramasol

NOVEMBER 11, 2024

Key Drivers for Shifting to Cloud ERP Agility and Flexibility: Businesses are seeking ERP solutions that can quickly adapt to changing market conditions. Security and Compliance: As companies migrate to the cloud, they can rely on their cloud ERP provider to prioritize data security and regulatory compliance.

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SAP Compliance Leverage Invoicing 103

Nerd's Eye View

OCTOBER 30, 2024

But the downside to using the "conflict-free" label was put into sharp focus recently, when the SEC announced that it had fined several RIA firms for violating its Marketing Rule.

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Advertising Marketing Numbers Planning 98

CFO News Room

FEBRUARY 1, 2023

In recent years, though, the growing use of lead-generation services, advisor networks, and ‘advisor-matching’ tools, referred to as “operators” in the Marketing Rule’s Adopting Release, has given rise to third-party solicitation activity that often looks more like advertising directly to prospective clients.

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Marketing Advertising Compliance Investments 130

Bramasol

JANUARY 15, 2025

In this Insights news post we provide an updated look at the four key areas of AI, Cloud, Compliance and Sustainability. Once again the move into a new year offers an excellent opportunity to look at the trends that will dominate business technologies in 2025.

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SAP Compliance Leverage B2C 107

CFO Talks

NOVEMBER 20, 2024

The next logical step might be to take your company to international markets by listing on a foreign stock exchange. But it also comes with a unique set of challenges, particularly for CFOs tasked with ensuring compliance with international reporting standards. Be Proactive with Regulators Each market has its own regulatory quirks.

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IFRS GAAP Currencies CFO 98

CFO News Room

NOVEMBER 2, 2022

Along with renewing their registration annually (for both SEC- and state-registered firms), firms face a variety of requirements related to their internal finances, fees, marketing activities, and advisor agreements depending on whether they are SEC- or state-registered. Compliance policies and procedures manual. Author: Chris Stanley.

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Compliance GAAP Investments Securities 130

CFO News Room

DECEMBER 7, 2022

For investment advisers looking to attract prospective clients, advertising the performance of their investment strategies would be a logical way to market their services (at least if they had strong historical returns!). Two final prohibitions under the Marketing Rule include restrictions on the use of predecessor performance (e.g.,

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Advertising Marketing Communication Compliance 130

Nerd's Eye View

OCTOBER 11, 2023

However, this "Compliance Rule" did not technically require that the annual compliance review of policies and procedures be conducted in writing, even though advisers were required to maintain records if they did document such reviews in writing! the SEC's new marketing rule). the SEC's new marketing rule).

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Compliance Investments Planning Marketing 98

E78 Partners

JANUARY 22, 2025

For CFOs and financial leaders at mid-market and growing businesses, this reality hits particularly close to home. How Market Volatility Impacts Financial Operations: Understanding the Risks Financial operations have shifted dramatically over recent years. Maintain compliance under any circumstances. Ready to get started?

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Accounting Marketing Compliance Communication 52

Bramasol

MAY 23, 2024

Previous episodes in this Insights Series have explored the challenges created by new Digital Solutions Economy paradigms for billing, fulfillment, invoicing, revenue accounting, and compliance across a wide range of industries. Also, diversification of services offered can help mitigate risk and strengthen revenue streams.

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Compliance Accounting SAP Invoicing 100

Embark With Us

JUNE 11, 2025

Month-end and quarter-end can feel like a high-wire act for mid-market SaaS finance teams. CFOs and controllers juggle countless Excel files, disparate data from NetSuite and other systems, and last-minute narrative edits to board decks – all under tight deadlines. The result?

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Financial Reporting Compliance Finance Marketing 52

CFO Talks

NOVEMBER 25, 2024

For CFOs, these challenges can come from external pressures like market demands or internal dynamics such as stakeholder expectations. How to Handle It: Immediately report the matter to the compliance or legal team. Recognising ethical dilemmas early is the first step toward resolving them effectively.

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Leadership Auditing Profit and Loss Compliance 98

Future CFO

JANUARY 22, 2025

Source: Data collected during the FutureCFO Conference series in 2024, Cxociety Research Coming into 2025, as finance leaders face mounting pressure to do more with less while driving growth and maintaining compliance, they are turning to digital solutions and holistic approaches to reshape and modernise financial processes.

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Risk Management Compliance Finance Leverage 98

CFO News

JUNE 20, 2025

ANI Published On Jun 20, 2025 at 02:39 PM IST Copy Link Share on WhatsApp Share on Linkedin Share on X Share on Telegram Share on Facebook New Delhi [India], June 20 (ANI): According to a report by Jefferies , the Indian stock market is once again facing concerns around high valuations , particularly in the midcap segment. ANI) Advt

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Valuation Marketing CFO Benchmarking 40

Navigator SAP

AUGUST 5, 2022

The pharmaceutical industry has been transformed in recent years by pressure from intensely competitive markets and the need to comply with new regulations that mandate the highest quality standards across all processes. The industry is a complex one and highly regulated as well, as it deals with the safety of people’s lives.

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Pharmaceutical Manufacturing Compliance Investments 239

Global Finance

JUNE 9, 2025

The solution offers real-time, secure, automated collection processes while ensuring regulatory compliance. Additionally, the app’s news alerts feature ensures that relationship managers stay informed of key industry events, enabling them to proactively manage their portfolios and respond to market changes in real time.

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Reconciliations Forecasting Cash Management Benchmarking 125

CFA Institute

MARCH 24, 2025

Mike Tang, CFA, CPA, is an audit partner at KPMG China specializing in leading capital market engagements. He is a practising CPA with work experience across different cities in the Greater Bay Area (GBA), serving clients in technology, biotech, real estate, and consumer markets.

Marketing 52

Marketing Restructuring Accounting Standards Economics 52

Bramasol

MAY 13, 2024

Discover how SAP solutions lay a solid foundation for audits and next level PCAOB or AICPA compliance reviews. Inspections: It conducts regular inspections of registered public accounting firms to assess compliance with PCAOB standards and applicable laws and regulations.

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Auditing Compliance SAP Accounting Standards 95

Nerd's Eye View

OCTOBER 29, 2024

So, whether you're interested in learning about developing a profitable client niche, how to effectively raise fees to match the planning value being provided, or marketing strategies that can be used to rapidly gain clients within a niche, then we hope you enjoy this episode of the Financial Advisor Success podcast, with Travis Hornsby.

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Leverage Planning Compliance Startups 97

E78 Partners

JANUARY 9, 2025

As 2025 approaches, the equity capital markets are gearing up for a notable acceleration in IPO activity. Asias rising prominence, driven by the growth of emerging markets, is also expanding opportunities for companies to tap into new investor pools. Enhancing financial reporting processes to ensure transparency and accuracy.

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Compliance Financial Reporting Planning Marketing 59

Future CFO

JUNE 25, 2025

The platform provides reliable AI support to finance heads, addressing demands with powerful capabilities, built-in compliance, and full transparency into every action it takes, as CFOs and treasury teams face an evolving mix of complex data, unpredictable market conditions, and increasing regulatory pressure.

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Treasury Finance Auditing Compliance 52

Global Finance

APRIL 4, 2025

Bringing this into Google Cloud Security Command Center Enterprise, which is its cloud-native app, further strengthens the offering to the market. According to Bues, the cloud-native applications market is gravitating toward platforms that provide security, integration, and compliance benefits all in one place.

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Prioritization Securities Compliance Finance 88

Bramasol

FEBRUARY 9, 2024

As this blog series continues to explore optimizing quote-to-cash (QTC) to compliance for different industries, in this episode we dive into the special challenges faced by companies in the telecom sector and address how solutions in the SAP portfolio help overcome them.

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SAP Compliance Invoicing Leverage 96

Navigator SAP

JUNE 24, 2022

The Case for SAP in Pharmaceutical Manufacturing Life sciences firms such as pharmaceutical manufacturing companies must juggle a massive amount of variables in the course of business, from managing supply chains and exacting manufacturing processes to precisely tracking shipments and overseeing onerous compliance obligations.

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Pharmaceutical SAP Manufacturing Compliance 245

CFO Thought Leader

OCTOBER 28, 2024

Every Vantin (Vanta employee) wakes up each day with the opportunity to create a category, win market share, and delight our customers. We operate at the intersection of compliance and security in a space we pioneered, called trust management. Trust management spans everything companies need to monitor, improve, and demonstrate trust.

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Leadership CFO Finance Compliance 64

Future CFO

JUNE 12, 2024

Scenario analysis : Organisations as part of the future appraisal of new ventures and projects will incorporate scenario analysis to assess the potential impacts of different climate change scenarios on their operations, supply chains, and markets. The post Delivering value beyond compliance with ESG reporting appeared first on FutureCFO.

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Compliance IFRS Risk Management Finance 98

Global Finance

JUNE 4, 2025

The regulator asked trustees to devise adequate strategies and risk mitigation methods should US bond ratings fall further, as the MPFA has no plans to alter existing investment requirements.

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Foreign Exchange Budgeting Compliance Investments 78

Bramasol

APRIL 15, 2024

In this new post, we get more granular to provide an update on how AI and Gen AI can enhance productivity, insights, and results in finance applications such as order-to-cash to compliance (OTC 2 ), along with a look at how new SAP AI initiatives are key to this transformation. to drive financial models.

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SAP Financial Planning and Analysis (FP&A) Compliance Reconciliations 93

CFO Talks

NOVEMBER 29, 2024

Transparency is critical, particularly in a heavily regulated sector like ours, where compliance with local regulations and alignment with corporate governance are essential. Another challenge is the growing complexity of regulatory compliance. The CFO’s role in this energy transition is multifaceted.

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Finance Profit and Loss CFO Leadership 98

Future CFO

JUNE 19, 2025

Asset acquisitions, market entries, and decentralised operations demand more than technical expertise, as they require navigation around fragmented regulations, cultural complexities, and resource constraints while ensuring agility and compliance. Serve as a liaison between sales and compliance teams," Kozlov says.

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Finance Compliance IFRS GAAP 52

CFO Dive

JUNE 25, 2025

Deep Dive Opinion Library Events Press Releases Topics Subscribe Search Subscribe Search Strategy & Operations Financial Reporting Compliance Technology Treasury Risk Management Leadership An article from Dive Brief Netflix taps Airbnb CFO Mertz for board The Airbnb executive previously served in various finance roles at Netflix.

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CFO Leadership SAP Compliance 140