CFO News Room

NOVEMBER 2, 2022

In the United States, Registered Investment Advisers (RIAs) are required to register in one of 2 ways: with the Federal government (namely the SEC) or with one (or more) state securities regulatory agencies. Author: Chris Stanley. Guest Contributor. The Brochure Supplement – Form ADV Part 2B.

Compliance 130

Compliance GAAP Investments Advertising 130

CFO News Room

FEBRUARY 1, 2023

In recent years, though, the growing use of lead-generation services, advisor networks, and ‘advisor-matching’ tools, referred to as “operators” in the Marketing Rule’s Adopting Release, has given rise to third-party solicitation activity that often looks more like advertising directly to prospective clients.

Marketing 130

Marketing Advertising Compliance Investments 130

PYMNTS

OCTOBER 2, 2020

Adhering to Payments Card Industry (PCI) Data Security Standards (DSS) is an unavoidable requirement for any and all eTailers that accept card payments, but a surprising number of firms are not up to speed on these standards. The need for digital security has never been more paramount than during the COVID-19 crisis.

Compliance 97

Compliance Auditing Securities Numbers 97

Bramasol

JANUARY 15, 2025

In this Insights news post we provide an updated look at the four key areas of AI, Cloud, Compliance and Sustainability. One of the key factors for success with agentic AI applications will be providing secure access to enterprise wide data sets for real-time analysis and decision making.

SAP 107

SAP Compliance Leverage B2C 107

E78 Partners

JANUARY 22, 2025

For CFOs and financial leaders at mid-market and growing businesses, this reality hits particularly close to home. How Market Volatility Impacts Financial Operations: Understanding the Risks Financial operations have shifted dramatically over recent years. Maintain compliance under any circumstances. Ready to get started?

Accounting 52

Accounting Marketing Compliance Communication 52

PYMNTS

OCTOBER 9, 2020

Venture capital funding landed at supplier payment and compliance automation firms this week, among other B2B innovators that raised money. Enterprise device security firm Eclypsium has notched $13 million in an oversubscribed funding round , which brings the overall funding of the firm to $25 million. Strike Graph.

Compliance 107

Compliance Auditing Accounts Payable Valuation 107

Future CFO

SEPTEMBER 16, 2022

Thailand is following other markets in Asia that have seen governments finally come to terms with the importance and necessity of formalising data privacy protection and regulation. What are the role of Chief Financial Officers (CFO) and senior finance leaders when it comes to data privacy and compliance?

Compliance 98

Compliance CFO Securities Leadership 98

CFO News Room

DECEMBER 7, 2022

For investment advisers looking to attract prospective clients, advertising the performance of their investment strategies would be a logical way to market their services (at least if they had strong historical returns!). Two final prohibitions under the Marketing Rule include restrictions on the use of predecessor performance (e.g.,

Advertising 130

Advertising Marketing Communication Compliance 130

CFO Thought Leader

OCTOBER 28, 2024

Every Vantin (Vanta employee) wakes up each day with the opportunity to create a category, win market share, and delight our customers. We operate at the intersection of compliance and security in a space we pioneered, called trust management. Today, our platform supports roughly 30 different certifications.

Leadership 64

Leadership CFO Finance Compliance 64

Global Finance

JUNE 4, 2025

Both agencies said the special administrative regions position was largely secure on the back of its sizable foreign exchange reserves and fiscal buffers, coupled with high per capita income levels and the territorys robust external balance sheet.

Foreign Exchange 78

Foreign Exchange Budgeting Compliance Investments 78

E78 Partners

SEPTEMBER 27, 2024

Data privacy and security are at the forefront of concerns for most organizations. For mid-market and enterprise companies, as well as those in the Private Equity space, maintaining these protections is crucial due to the vast amounts of sensitive data they manage. This is why SOC 2 compliance is critical.

Compliance 59

Compliance Securities Leadership Prioritization 59

PYMNTS

AUGUST 11, 2020

But more recently, the pandemic has spurred firms to address pain points in various markets through digital shifts. One firm, tZERO Group , is betting that blockchain can help disrupt capital markets themselves. The private markets are relatively opaque, and relatively less liquid than might be seen on public exchanges.

Marketing 125

Marketing Compliance Investments Education 125

Future CFO

FEBRUARY 14, 2025

New research from global data and cloud solutions company Hitachi Vantara found that while Asia is outpacing the world in AI adoption, poor data quality and security risks threaten to stall progress. Cloud-based financial systems have improved collaboration, making data more accessible while ensuring compliance with evolving regulations."

Cash Flow Forecasting 78

Cash Flow Forecasting Compliance Leverage Reconciliations 78

E78 Partners

SEPTEMBER 27, 2024

Data privacy and security are at the forefront of concerns for most organizations. For mid-market and enterprise companies, as well as those in the Private Equity space, maintaining these protections is crucial due to the vast amounts of sensitive data they manage. This is why SOC 2 compliance is critical.

Compliance 52

Compliance Securities Leadership Prioritization 52

PYMNTS

SEPTEMBER 24, 2020

Reducing fees for remittances might push price points low enough that more consumers could resume sending money home, though, and some researchers believe that money transfer service providers could make such price adjustments if they are able to reduce their own expenses through more robust and cost-effective regulatory compliance measures. .

Compliance 89

Compliance Banking Securities Economics 89

Bramasol

MAY 13, 2024

Discover how SAP solutions lay a solid foundation for audits and next level PCAOB or AICPA compliance reviews. Inspections: It conducts regular inspections of registered public accounting firms to assess compliance with PCAOB standards and applicable laws and regulations.

Auditing 95

Auditing Compliance SAP Accounting Standards 95

Global Finance

JUNE 11, 2025

Addressing challenges in India’s credit market—where traditional practices exclude marginalized groups due to factors like insufficient credit history and process complexity aggravate the problem—ULI offers a unified digital platform connecting borrowers and lenders. . ” This year, the race shows no signs of slowing down.

Compliance 52

Compliance Foreign Exchange SAP Banking 52

PYMNTS

SEPTEMBER 23, 2020

He explained that the cloud can help FIs swiftly respond to compliance and security challenges during the pandemic. With regulations governing open banking, [like] PSD2, and storage of data, [like] GDPR, we now have an even stronger case to securely open our systems to external partners,” Schmidt said.

Compliance 90

Compliance Banking Securities Technology 90

Bramasol

APRIL 15, 2024

In this new post, we get more granular to provide an update on how AI and Gen AI can enhance productivity, insights, and results in finance applications such as order-to-cash to compliance (OTC 2 ), along with a look at how new SAP AI initiatives are key to this transformation. to drive financial models.

SAP 93

SAP Financial Planning and Analysis (FP&A) Compliance Reconciliations 93

Nerd's Eye View

MARCH 14, 2025

Which, if implemented under the new administration, could provide relief for investment advisers, particularly smaller firms that already have to balance compliance with client service, marketing, and the other duties that go into running a firm.

Compliance 63

Compliance Practice Management Valuation Securities 63

Nerd's Eye View

FEBRUARY 1, 2023

In recent years, though, the growing use of lead-generation services, advisor networks, and ‘advisor-matching’ tools, referred to as “operators” in the Marketing Rule’s Adopting Release, has given rise to third-party solicitation activity that often looks more like advertising directly to prospective clients.

Marketing 96

Marketing Advertising Compliance Investments 96

CFO Talks

NOVEMBER 29, 2024

Transparency is critical, particularly in a heavily regulated sector like ours, where compliance with local regulations and alignment with corporate governance are essential. Simultaneously, I renegotiated interest rates with Standard Chartered Bank, securing a 50% reduction in interest costs, saving us $1.5 million annually.

Finance 98

Finance Profit and Loss CFO Leadership 98

PYMNTS

NOVEMBER 27, 2020

Compliance with financial regulations market-to-market around the globe is increasingly automated yet relies on the same human emotion that undergirds all forms of exchange: trust. In other words, banks and financial institutions (FIs) have an obligation to make sure you are who you claim to be.

Compliance 79

Compliance Banking Securities Marketing 79

Future CFO

FEBRUARY 19, 2025

Streamlining global financial management for growth, compliance, and stability comes hand in hand with an organisation's expansion, a benefit offered by cross-border virtual CFO services. The post The benefits of cross-border virtual CFO services appeared first on FutureCFO.

CFO 52

CFO Compliance Leadership Currencies 52

Global Finance

JUNE 3, 2025

This AI-first approach enables us to optimize operations significantly, enhance predictive capabilities to stay ahead of market shifts, accelerate growth trajectories, and strengthen risk management frameworks, including compliance, ensuring our clients remain resilient in an evolving financial landscape.

Banking 52

Banking Compliance Education Risk Management 52

Global Finance

MARCH 5, 2025

With its exit from Central America and Colombia, Scotiabank follows the trend of international banks retreating amid rising compliance costs and risks. Scotiabanks exit also fulfills a promise CEO Scott Thomson made in 2023 to refocus on more profitable North American markets. Over the decade since HSBC was fined $1.9 Rowe Price.

Banking 52

Banking Compliance Treasury Finance 52

PYMNTS

DECEMBER 10, 2020

Cryptocurrency is one of the fastest-moving industries in the digital world, with a market that was valued at $1.03 Enforcing AML/KYC Compliance At Cryptocurrency Exchanges. Exchanges wishing to provide a secure customer experience and avoid punishment from federal authorities would do well to follow this example.

Compliance 88

Compliance Treasury Currencies Leverage 88

Nerd's Eye View

JUNE 5, 2024

If they want to continue to grow and increase their capacity, they'll need to make several important decisions and address a plethora of legal and compliance requirements not only to avoid potential legal issues but also to ensure that their business will continue to operate smoothly.

Compliance 75

Compliance Leadership Securities Investments 75

Global Finance

DECEMBER 26, 2024

Citi Velocity is the winner of three awardsBest End-to-End Processing, Best Data and Analytics Platform, and Best Big Picture View of Positionsand provides extensive data coverage including a wide range of market data, including equities, fixed income, currencies, commodities, and derivatives.

Foreign Exchange 96

Foreign Exchange Banking Currencies Treasury 96

Future CFO

JUNE 1, 2025

Bond markets in Asia show positive fundamentals but face vulnerabilities from fiscal deficits and debt risks. Liquidity management amid easing interest rates With interest rates expected to ease in markets like Indonesia, Kamra advises treasury teams to focus on enhancing cash flow forecasting accuracy and reassessing investment policies.

Economics 59

Economics Mergers and Acquisitions (M&A) Treasury Cash Flow Forecasting 59

Bramasol

APRIL 29, 2025

As with many other market segments, the Medical Device industry is being disrupted by two major macro trends: 1) the move to new offerings with recuring revenue models, and 2) the transformation of business operations with cloud-based ERP systems.

SAP 81

SAP Leverage IFRS Healthcare 81

E78 Partners

APRIL 23, 2025

Data Governance : Establishing frameworks for data security, compliance, and lineage, vital for regulatory adherence and exit due diligence. Data Contextualization : Enriching data with business contextlike customer behavior or market trendsto make AI insights actionable for growth strategies.

Auditing 52

Auditing Compliance Healthcare Forecasting 52

Global Finance

JUNE 9, 2025

More recently, the lab launched its “beyondbanking” initiative, an effort to identify nonfinancial markets that OTP Group could penetrate. It partners primarily with startups in Series A and Series B rounds of investments—those that have already demonstrated strong market traction and a market fit for their products.

Startups 52

Startups Banking Compliance Investments 52

Future CFO

SEPTEMBER 16, 2024

Global full-cycle verification provider Sumsub received full regulatory compliance approval for its non-doc identity verification solution following a regulatory-led audit conducted by FINTRAIL, a global-consultancy specialising in financial crime risk management and regulatory compliance.

Compliance 103

Compliance Risk Management Auditing Securities 103

E78 Partners

MAY 16, 2025

This integration includes combining software, hardware, cloud infrastructure, and workflows so the new organization can operate cohesively and securely. Why IT Integration Strategy Matters When two companies come together, they also bring distinct platforms, architectures, and security frameworks.

Mergers and Acquisitions (M&A) 52

Mergers and Acquisitions (M&A) Compliance Prioritization Securities 52

Global Finance

NOVEMBER 12, 2024

Khalil Al-Qattan: ABK’s customer-centric, digital transformation strategy focuses on enhancing the customer experience, improving operational efficiency, and staying competitive in a rapidly evolving market. The digital team works closely with compliance, IT, and operations to ensure the seamless integration of any new solutions.

Banking 52

Banking Compliance Securities Finance 52

Future CFO

SEPTEMBER 2, 2024

AI-powered ERP systems can help address regional challenges such as complex regulatory environments, diverse currencies, and rapidly changing market conditions by providing more agile and responsive financial tools. At Oracle, we run our applications on a single Oracle Cloud Infrastructure that offers enterprise-grade security,” he adds.

Compliance 116

Compliance Leverage Forecasting Risk Management 116