article thumbnail

A Recordkeeping Checklist For Financial Planning Services: Proactive Documentation Of Service Delivery To Reduce Regulatory Scrutiny

Nerd's Eye View

While state and Federal regulations clearly outline recordkeeping requirements for areas like financials, advertisements, and trading records, there is a notable gap when it comes to documenting the delivery of services – especially financial planning services – necessary to justify the fees charged for those services.

article thumbnail

The Future of Finance and Sustainability with Elizabeth Burns

CFO Talks

Accountability is another key component. The AFE lays out clear lines of responsibility, documenting who approved what and ensuring departments are held accountable for financial decisions. This included new advertising and visibility initiatives to regain lost ground from competitors like Pepsi.

Finance 98
Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

Trending Sources

article thumbnail

How private companies’ AI adoption barriers are evolving as they seize opportunities

CFO Dive

Brown via Getty Images Opinion The Ben Affleck accounting shortage hack “The Accountant” movie from 2016 is loved by many CPAs. Will the new sequel and the franchise’s drama help attract more young people to the accounting profession? By Jim Tyson • May 1, 2025 Frederick M. © 2025 TechTarget, Inc.

CFO 232
article thumbnail

1107: When Finance Leads with a CEO Mindset | John Rettig, CFO, Bill

CFO Thought Leader

His CFO career roughly divides into two decade-long tenures: first helping scale a digital advertising firm from $15 million to $250 million in revenue, and now serving as CFO of Bill, where he’s helped lead the company from startup to public market success. His focus remains on scaling Bill’s impact across the “Fortune 5 million.”

CFO 59
article thumbnail

From Boardroom to Broadcast: The CFO as Company Spokesperson 

CFO Talks

A CFO who speaks clearly, takes responsibility, and avoids vague responses can earn trust that advertising cannot. They focus on building cultures of accountability. Financial reports, investor calls, public updates, and even interviews all feed into the broader narrative about a business. That starts with you.

CFO 52
article thumbnail

Ethical Leadership Because Orange Jumpsuits Are Not a Good Look 

CFO Talks

This means leading by example, ensuring policies reflect ethical principles, and holding everyone accountable to high moral standards. b) Accountability Good leaders take responsibility for their actions. Unethical behaviour, misleading advertising, and negative social media interactions can damage a companys reputation quickly.

article thumbnail

Valuation concerns return to Indian market, especially in Midcap stocks: Jefferies

CFO News

skip to main content --> Login Get App News Economy Governance, Risk & Compliance Corporate Finance Policy ETCFO Research CFO Tech Leadership International Strategy & Operations ESG Tax, Legal & Accounting ETCFO Explains View all News Exclusives Leaders Speak Events Awards Webinars Brand Solutions More Newsletters MasterClasses About Us Contact Us (..)