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How Advisors Can Offer Tax Planning And Stay In Compliance

CFO News Room

And yet, despite the prominent role of taxes in financial planning, advisors are often prohibited by their compliance departments from making recommendations for a specific course of action on a certain tax strategy.

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Performance Advertising Under the SEC’s Marketing Rule

CFO News Room

But for many years, advisers looking for guidance from the Securities and Exchange Commission (SEC) regarding what kind of performance advertising was permissible had to rely on fairly general guidelines and SEC staff statements in the form of “no-action” letters. Author: Chris Stanley. Guest Contributor.

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12 Best Paying Jobs in Finance in 2023

CFO News Room

Job security is always a concern when choosing a career, but some fields are more recession-proof than others. Bureau of Labor Statistics, employment numbers for Financial Managers are expected to rise by 17% over the next decade , faster than the average for all occupations. Chief Compliance Officer. According to the U.S.

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Verizon: PCI DSS Compliance Down For First Time In Six Years

PYMNTS

A case of complacency on compliance? 25) from Verizon Communications, full compliance with the PCI DSS (short for Payment Card Industry Data Security Standard) dropped last year, the first decline seen in six years. The headline numbers: 52.5 percent at full compliance in Europe, while the standing was 39.7

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Biometrics’ Role In SCA Compliance

PYMNTS

Despite announcements last month that the deadline for Strong Customer Authentication (SCA) compliance will be extended , the original proposed deadline approaches next week. The potential cost for non-compliance is huge. The real challenge is, what do merchants communicate to their customers at the moment? Immediate Challenges.

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889: Whetting Wall Street’s Tech Appetite | Ben Chrnelich, CFO, Symphony

CFO Thought Leader

Known as NYSE Technologies, the business was established to target revenue opportunities for a number of software technologies that NYSE had developed in-house, as well as a number that had been acquired by NYSE. Over the past several years, we’ve grown through a number of acquisitions.

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992: Unlocking Holistic Company Performance | Udit Tibrewal, CFO, Anomali

CFO Thought Leader

Kicking off his career fresh out of school, Udit Tibrewal joined the audit practice of PricewaterhouseCoopers (PwC) in New Delhi, where he set about learning the intricate workings of financial compliance. Cultivate strong communication skills, foster collaboration across teams, and always prioritize integrity in decision-making.

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