E78 Partners

APRIL 9, 2024

To preserve investment value and ensure the long-term success of private equity investments, it is essential for investors to recognize the importance of cybersecurity in safeguarding their valuable assets. Merely focusing on the financial aspects of an investment is no longer sufficient.

Investments 59

Investments Compliance Securities Benchmarking 59

Nerd's Eye View

MAY 1, 2024

The rule, colloquially referred to as the "Internet Adviser Exemption ", applied to "entities that exclusively provide investment advice through an interactive website ", save for a de minimis exemption of fewer than 15 clients served outside of the interactive website within the preceding 12 months.

Investments 76

Investments Compliance Technology Planning 76

CFO Dive

MAY 2, 2022

Forty percent of businesses surveyed by EY have considered adding headcount, outsourcing tax department operations and investing in new technology to meet BEPS 2.0 requirements.

Compliance 211

Compliance Investments Technology 211

Future CFO

SEPTEMBER 16, 2022

What are the role of Chief Financial Officers (CFO) and senior finance leaders when it comes to data privacy and compliance? CFOs today need to have a strong understanding of technology-driven issues such as information security, data management, and data privacy and compliance.

Compliance 98

Compliance CFO Leadership Leverage 98

Future CFO

SEPTEMBER 27, 2023

Global financial crime compliance costs among financial institutions totalled over US$206 billion in the past 12 months, according to a LexisNexis risk solutions study. This marks the highest increase in financial crime compliances costs in the last 12 months. per month for each working-age individual in the world. in comparison.

Compliance 52

Compliance Leverage Investments Technology 52

CFO News

MAY 26, 2023

"By easing the compliance burden, Sebi aims to foster the growth of passive investments in the Indian mutual fund industry," Sebi whole-time member Ananta Barua said while speaking at the mutual fund summit organised by industry body Assocham in the national capital.

Compliance 52

Compliance Investments 52

Future CFO

SEPTEMBER 14, 2023

When it comes to tax transformation, compliance is seen as the greatest challenge among 43% of companies surveyed by Deloitte. Reduced need for capital investment in technology (45%) was also named as an important benefit. The post Tax transformation: Compliance is many firms’ greatest challenge appeared first on FutureCFO.

Compliance 52

Compliance Finance Technology Investments 52

PYMNTS

OCTOBER 9, 2020

Venture capital funding landed at supplier payment and compliance automation firms this week, among other B2B innovators that raised money. The big B2B investment of the week was Tipalti , which landed $150 million in new funding on a $2 billion valuation. Strike Graph , a compliance automation firm, has launched with a $3.9

Compliance 107

Compliance Auditing Accounts Payable Valuation 107

Future CFO

OCTOBER 18, 2023

They are tasked with ensuring financial stability and compliance, but their ability to succeed in that respect depends largely on collaboration with CTOs, CIOs and other tech leaders. With these tech investments , it is vital for financial leaders to take a macro-level view of their decisions.

Investments 64

Investments Benchmarking Economics Compliance 64

Future CFO

JUNE 16, 2022

The total cost of financial crime compliance is projected to hit close to the US$ 50.1 billion mark in 2022 in Asia Pacific, said LexisNexis recently when releasing its latest study on the cost of compliance. . Financial institutions represented more than 80% of the total cost of compliance in the region at US$ 40.8

Compliance 52

Compliance Entertainment Budgeting eCommerce 52

Nerd's Eye View

NOVEMBER 30, 2022

Almost every financial planning issue – whether it is retirement, investments, cash flow, insurance, or estate planning – has tax considerations, and advisors provide a great deal of value in helping clients minimize their overall tax burden.

Tax Planning 87

Tax Planning Compliance Planning Communication 87

Future CFO

NOVEMBER 1, 2023

Both tax and finance leaders are set to increase investment in digital transformation, said Thomson Reuters recently when releasing a report titled Digital Agendas: How Tax Compliance and Finance Leaders are Preparing for 2024. The post Tax and finance leaders to up investment in digital transformation appeared first on FutureCFO.

Investments 52

Investments Finance Restructuring Compliance 52

Bramasol

NOVEMBER 8, 2021

Some of the driving forces behind this shift to hard data and carbon accountability are: Increased emphasis by investment funds and individuals in choosing companies that can demonstrate tangible programs and quantifiable results in their carbon mitigation efforts.

Compliance 83

Compliance Accounting SAP IFRS 83

Boston Startup CFO

APRIL 12, 2024

We will assist you in navigating the complexities of grant funding, ensuring proper financial management and compliance with funding requirements, providing accurate financial reporting, and maximizing the impact of your research and development projects, helping you secure continued funding and successfully advance your innovative initiatives.

Investments 40

Investments Finance Leverage Securities 40

Nerd's Eye View

NOVEMBER 2, 2022

In the United States, Registered Investment Advisers (RIAs) are required to register in one of 2 ways: with the Federal government (namely the SEC) or with one (or more) state securities regulatory agencies.

Compliance 52

Compliance Investments Securities Planning 52

FISPAN

MAY 24, 2022

In 2016, Joe began investing and was one of the first investors in FISPAN. Joe invests in key pillars across multiple vehicles for approximately 40 companies: office of the CFO, Embedded Payments, all things ERP, private and public capital markets, and bank technology. Investing and building software internally isn’t enough.

Compliance 98

Compliance CFO Banking Numbers 98

PYMNTS

NOVEMBER 26, 2019

But financial regulatory compliance can be a headache for any market. For traditional banks, compliance experts agree that it’s all about data — and the ability to share information with regulators. An Opportunity for Collaboration.

Compliance 73

Compliance Concentration Restructuring Banking 73

CFO News

APRIL 3, 2023

New Delhi [India], April 3 (ANI/SRV) SIORQ Management LLP launches 'Invest Corners' an asset management listing/Information service that is redefining the fin-tech space by making unique real estate investment opportunities accessible to individuals.

Investments 52

Investments Education Compliance Securities 52

CFO News Room

FEBRUARY 1, 2023

Which, in fact, often meets the definition of an ‘endorsement’, subjecting many third-party relationships to the Marketing Rule’s compliance regulations. Which means that third-party solicitors providing such advertisements will require a greater investment into due diligence and oversight going forward than under the previous rule.

Marketing 130

Marketing Advertising Compliance Investments 130

PYMNTS

DECEMBER 16, 2019

Courtneidge discussed those challenges in a recent interview with PYMNTS, noting that as FinTech innovation continues to solve the biggest B2B payments friction points, service providers are tasked with simultaneously prioritizing compliance — two goals that don’t always go hand in hand. Mixing Innovation With Compliance.

Compliance 81

Compliance B2B B2C Prioritization 81

Future CFO

AUGUST 26, 2021

Two-thirds of banks, corporations and non-banking financial institutions (NBFIs) still use search engines to comply with trade and export compliance regulations, said Accuity recently when releasing results of a survey. Compliance as an advantage: Competitive advantage is seen as the main benefit of trade compliance.

Compliance 52

Compliance Banking Planning Finance 52

PYMNTS

JANUARY 24, 2019

With third-party due diligence and supply chain security as increasingly critical components of organizations’ procurement operations, compliance executives are finding important positions in their firms’ purchasing processes. ” Organizations must do more with less, and they must do it quickly, he continued.

Compliance 76

Compliance Risk Management Manufacturing Technology 76

Strategic Treasurer

MAY 12, 2022

Survey Shows Non-Bank Financial Institutions Prioritizing Security, Compliance, Efficiency. AI and ML Investments Expected to Grow, Supporting Security and Fraud Prevention. Among the top findings were the following points: Security & Fraud Prevention, Compliance, and Efficiency. Strategic Treasurer.

Prioritization 52

Prioritization Compliance Securities Benchmarking 52

E78 Partners

MAY 3, 2023

Leveraging E78’s Comprehensive Due Diligence Process Due diligence is a critical aspect of private equity investments, as it allows investors to thoroughly evaluate potential opportunities and mitigate the risks associated with their investments.

Investments 52

Investments Leverage Technology Compliance 52

PYMNTS

FEBRUARY 13, 2020

Wells Fargo Strategic Capital (WFSC) is backing the London-based blockchain analysis firm Elliptic with a $5 million investment, bringing the startup’s Series B round to $28 million, Elliptic announced in a press release on Thursday (Feb. The additional investment brings the company’s total money raised to over $40 million.

Startups 100

Startups Investments Risk Management Compliance 100

PYMNTS

FEBRUARY 12, 2020

Fenergo , a Dublin-based FinTech startup that helps other banking organizations deal with regulatory compliance, onboarding and “lifecycle management,” has raised $80 million and has a valuation of $800 million, according to a report. Their pedigrees, deep experience and industry knowledge make them both ideal investment partners for Fenergo.

Compliance 60

Compliance Banking Valuation Investments 60

Nerd's Eye View

NOVEMBER 22, 2023

In this guest post, Chris Stanley, investment management attorney and Founding Principal of Beach Street Legal, discusses in depth the various stages of buying, selling, and merging an investment advisory and financial planning business.

Compliance 72

Compliance Sales Economics Investments 72

CFO News Room

NOVEMBER 4, 2022

They’ve identified three areas where organizations need to focus and invest to keep DEI momentum going: connecting a good strategy to the right accountability; collecting and analyzing the right data; and truly empowering DEI leaders. Holding that leader accountable for the change is one way to ensure their continued compliance.

Investments 100

Investments Leadership Accounting Analyzing Data 100

PYMNTS

DECEMBER 6, 2020

Procurement Partners , which works on procure-to-pay (P2P) services for healthcare providers, has received an investment from Serent Capital , according to a press release. Through 100 percent invoice integration, the service boasts improvements to savings, and offers a compliance audit feature that can help vendors cut spending.

Investments 60

Investments Healthcare Compliance Auditing 60

PYMNTS

JUNE 11, 2020

Social distancing restrictions implemented to curb the virus’s spread are preventing compliance professionals from obtaining physical identification documents and holding in-person meetings that typically enforced anti-money laundering/know your customer (AML/KYC) compliance. Compliance Enforcement Goes Remote With Biometrics.

Compliance 74

Compliance Leverage Securities Technology 74

Nerd's Eye View

DECEMBER 6, 2023

And because many service offerings have traditionally focused on areas like investments and securities recommendations, there has been little debate about the need to register as an advisor. Thus, Advice, Business, Compensation, and Securities (ABCS) are the key elements in this definition.

Investments 94

Investments Securities Budgeting Planning 94

PYMNTS

OCTOBER 16, 2019

The Cost of Compliance. Scandal and fraud tarnishing banks’ reputations aside, the impact that AML compliance controls have had on these banks’ bottom lines can’t be underestimated. It is only by investing in technology that we can identify and fight the financial crimes of the future [to] remain competitive.

Compliance 49

Compliance Banking Risk Management Budgeting 49

PYMNTS

OCTOBER 16, 2019

Flowhub , a cannabis retail management software vendor, has raised $23 million in its bid to automate cannabis compliance. A number of investors participated, including e.ventures, Evolv Ventures and Poseidon.

Compliance 43

Compliance Retail Investments Sales 43

PYMNTS

FEBRUARY 21, 2019

Data Discovery enables businesses to identify sensitive data that will require specific regulatory compliance measures. Accutive said that the combination of both solutions supports organizations’ data protection compliance and security needs under GDPR , HIPAA and other data protection regulations.

Compliance 51

Compliance Securities Technology Investments 51

PYMNTS

JULY 11, 2019

Identity verification solutions provider GIACT Systems has announced the launch of gOFAC Monitoring, a new Office of Foreign Assets Control (OFAC) compliance solution to eliminate false positives and boost compliance processing.

Compliance 51

Compliance Investments Technology Marketing 51

Navigator SAP

AUGUST 5, 2022

It requires not just R&D capability, talent, and strong capital investment over the long term, but also the need for a strong digital infrastructure. The industry is a complex one and highly regulated as well, as it deals with the safety of people’s lives.

Pharmaceutical 206

Pharmaceutical Manufacturing Compliance Investments 206

PYMNTS

SEPTEMBER 17, 2018

Worse, Teletrac Navman concluded, fleet managers’ return on investment (ROI) for the technologies they did adopt has dropped. According to Sid Nair, senior director of transport and compliance at Teletrac Navman, fleet managers appear to be adopting technologies like ELDs merely to maintain compliance.

Compliance 55

Compliance Benchmarking Transportation Technology 55